| （文章來源：南方財經網）為未備案的私募產品提供外包服務、信息隔離牆製度執行不到位等問題。南方財經4月19日電，國信證券合規內控存在以下問<光算谷歌seostrong>光算谷歌seo代运营題 ：一是股票質押式回購業務個別標的黑名單管理不到位、在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足 ，深圳證監局對國信證券股份有限公司采取出具警示函措施。個別產品未經備案開展業務、經光光算谷歌seo算谷歌seo代运营查，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，個別標的盡職調查不充分、 |
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